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CARTERS INC — Director's Dealing 2016
Nov 15, 2016
32190_dirs_2016-11-15_14b99532-3d7e-469e-a516-834459b76320.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2016-11-14
Reporting Person: CASEY MICHAEL DENNIS (N/A)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2016-11-14 | Common Stock | S | 300 | $89.13 | Disposed | 393452 | Direct |
| 2016-11-14 | Common Stock | S | 600 | $90.32 | Disposed | 392852 | Direct |
| 2016-11-14 | Common Stock | S | 2000 | $91.63 | Disposed | 390852 | Direct |
| 2016-11-14 | Common Stock | S | 3441 | $92.73 | Disposed | 387411 | Direct |
| 2016-11-14 | Common Stock | S | 10500 | $93.55 | Disposed | 376911 | Direct |
| 2016-11-14 | Common Stock | S | 3859 | $94.25 | Disposed | 373052 | Direct |
Footnotes
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.93 to $89.50, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 9, 2016.
F3: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.99 to $90.96, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $91.04 to $91.97, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $92.05 to $93.03, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F7: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $93.05 to $94.04, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F8: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $94.05 to $94.65, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.