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CARTERS INC — Director's Dealing 2015
Nov 12, 2015
32190_dirs_2015-11-12_a2623b86-13b7-428d-a1fa-a190162101e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2015-11-09
Reporting Person: CASEY MICHAEL DENNIS (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-09 | Common Stock | S | 21410 | $87.45 | Disposed | 450790 | Direct |
| 2015-11-09 | Common Stock | S | 1400 | $88.20 | Disposed | 449390 | Direct |
| 2015-11-09 | Common Stock | S | 800 | $89.56 | Disposed | 448590 | Direct |
Footnotes
F1: This transaction was effectuated pusuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.95 to $87.95, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $87.96 to $88.54, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $89.33 to $90.0, inclusive. Upon request by the Commissioner staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.