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CARTERS INC — Director's Dealing 2015
Dec 2, 2015
32190_dirs_2015-12-02_8b9e2509-f82e-4b41-b6cc-6b20307d4ff9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2015-11-30
Reporting Person: CASEY MICHAEL DENNIS (Chief Executive Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-11-30 | Common Stock | M | 4750 | $22.19 | Acquired | 412435 | Direct |
| 2015-11-30 | Common Stock | M | 18905 | $17.90 | Acquired | 431340 | Direct |
| 2015-11-30 | Common Stock | S | 14590 | $86.26 | Disposed | 416750 | Direct |
| 2015-11-30 | Common Stock | S | 8200 | $87.39 | Disposed | 408550 | Direct |
| 2015-11-30 | Common Stock | S | 820 | $88.23 | Disposed | 407730 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2015-11-30 | Employee Stock Option (Right to Purchase) | $22.19 | M | 4705 | Disposed | 2017-02-15 | Common Stock (4705) | Direct |
| 2015-11-30 | Employee Stock Option (Right to Purchase) | $17.90 | M | 18905 | Disposed | 2018-08-06 | Common Stock (18905) | Direct |
Footnotes
F1: Some of these shares are restricted shares that are subject to either time-vesting or performance-based restrictions.
F2: The transaction reported in this Form 4 was effectuated pursuant to a Rule 10b5-1 trading plan entered into on May 5, 2015.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $85.82 to $86.77, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $86.98 to $87.90, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F5: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $88.10 to $88.55, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F6: These options are all exercisable.