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CARTERS INC — Director's Dealing 2013
May 3, 2013
32190_dirs_2013-05-03_ce3df7b5-2ca6-44c1-9a18-3460b8c00cd2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2013-05-01
Reporting Person: WHIDDON THOMAS E (Director)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2013-05-01 | Common Stock | M | 9840 | $6.98 | Acquired | 78325 | Direct |
| 2013-05-01 | Common Stock | S | 1070 | $65.19 | Disposed | 77255 | Direct |
| 2013-05-02 | Common Stock | S | 8770 | $65.10 | Disposed | 68485 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2013-05-01 | Employee Stock Option (Right to Purchase) | $6.98 | M | 9840 | Acquired | 2013-09-17 | Common Stock (9840) | Direct |
Footnotes
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $65.10 to $65.26, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $65.00 to $65.20, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: All these options were exercisable as of the trade date.