AI assistant
CARTERS INC — Director's Dealing 2011
Aug 3, 2011
32190_dirs_2011-08-03_725bea7e-00d0-44dc-8102-2ed68a14b84f.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARTERS INC (CRI)
CIK: 0001060822
Period of Report: 2011-08-01
Reporting Person: WHETZEL CHARLES E JR (EVP & Chief Supply Chain)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2011-08-01 | Common Stock | M | 47056 | $3.08 | Acquired | 193707 | Direct |
| 2011-08-01 | Common Stock | S | 47056 | $32.55 | Disposed | 146651 | Direct |
| 2011-08-02 | Common Stock | M | 151018 | $3.08 | Acquired | 297669 | Direct |
| 2011-08-02 | Common Stock | S | 151018 | $31.92 | Disposed | 146651 | Direct |
| 2011-08-03 | Common Stock | M | 71614 | $3.08 | Acquired | 218265 | Direct |
| 2011-08-03 | Common Stock | S | 71614 | $31.62 | Disposed | 146651 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2011-08-01 | Employee Stock Option (Right to Purchase) | $3.08 | M | 47056 | Acquired | 2011-08-15 | Common Stock (269688) | Direct |
| 2011-08-02 | Employee Stock Option (Right to Purchase) | $3.08 | M | 151018 | Acquired | 2011-08-15 | Common Stock (222632) | Direct |
| 2011-08-03 | Employee Stock Option (Right to Purchase) | $3.08 | M | 71614 | Acquired | 2011-08-15 | Common Stock (71614) | Direct |
Footnotes
F1: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $32.43 to $32.62, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F2: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $31.42 to $32.70, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F3: This is a weighted average price. The shares were sold in multiple trade executions at prices ranging from $30.93 to $32.11, inclusive. Upon request by the Commission staff, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares sold at each separate price.
F4: All these options were exercisable as of the trade date.