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CARRIER GLOBAL Corp Director's Dealing 2025

Feb 19, 2025

30017_dirs_2025-02-19_4ec405c4-81be-4623-a6cf-8cabb0463f99.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2025-02-14

Reporting Person: Crockett Kyle (VP, Controller & CAO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2025-02-14 Common Stock M 24545.0000 $38.3300 Acquired 32243.0000 Direct
2025-02-14 Common Stock M 21075.0000 $47.5100 Acquired 53318.0000 Direct
2025-02-14 Common Stock F 14436.0000 $65.1700 Disposed 38882.0000 Direct
2025-02-14 Common Stock F 15364.0000 $65.1700 Disposed 23518.0000 Direct
2025-02-14 Common Stock S 18945.0000 $65.1826 Disposed 4573.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2025-02-14 Stock Appreciation Right $47.5100 M 21075.0000 Disposed 2032-02-01 Common Stock (21075.0000) Direct
2025-02-14 Stock Appreciation Right $38.3300 M 24545.0000 Disposed 2031-02-03 Common Stock (24545.0000) Direct

Footnotes

F1: The Stock Appreciation Rights (SARs) were settled in shares in accordance with terms of the award. For Section 16 reporting purposes, the exercise of SARs for stock is treated as an exempt acquisition of the shares underlying the SARs at the exercise price per share specified in the award of SARS and a simultaneous sale back to the issuer of a number of the underlying shares having a value, based on the market price of the issuer's stock on the date of the exercise, equal to the product of the number of underlying SARs times the exercise price per share.

F2: The price reported in Column 4 is a weighted average price for shares sold in multiple transactions. The sale prices range from $65.1705 to $65.185 per share. The reporting person has provided to the issuer and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares sold at each separate price within the range.