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CARRIER GLOBAL Corp — Director's Dealing 2025
May 9, 2025
30017_dirs_2025-05-09_42c87a43-90a7-41fd-b948-38fe8bca1a6f.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2025-05-01
Reporting Person: Gierges Michael Lotfy (President, CSAME)
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Restricted Stock Unit | $ | Common Stock (5246.0000) | Direct | ||
| Restricted Stock Unit RSU | $ | Common Stock (5247.0000) | Direct | ||
| Restricted Stock Unit RSU | $ | Common Stock (5247.0000) | Direct | ||
| Stock Appreciation Right | $63.5400 | 2035-03-31 | Common Stock (19158.0000) | Direct | |
| Stock Appreciation Right | $63.5400 | 2035-03-31 | Common Stock (19158.0000) | Direct | |
| Stock Appreciation Right | $63.5400 | 2035-03-31 | Common Stock (65369.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock following the vesting date.
F2: The reporting person was also awarded 12,655 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.