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CARRIER GLOBAL Corp — Director's Dealing 2023
Feb 7, 2023
30017_dirs_2023-02-07_b2a5ab20-5014-49cc-b43d-e376fe8bf4d2.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2023-02-04
Reporting Person: Agrawal Ajay (Senior VP, Strategy & Services)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-04 | Common Stock | M | 13662.0000 | — | Acquired | 71987.0000 | Direct |
| 2023-02-04 | Common Stock | F | 3006.0000 | $46.8900 | Disposed | 68981.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-04 | Restricted Stock Unit RSU | $ | M | 13662.0000 | Disposed | Common Stock (13662.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
F2: The reporting person was originally granted RSUs on February 4, 2020 by United Technologies Corporation (UTC), the former parent company of the Issuer. These RSUs were converted into RSUs of the Issuer in connection with the spin-off of the Issuer by UTC.