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CARRIER GLOBAL Corp Director's Dealing 2023

May 25, 2023

30017_dirs_2023-05-25_56669600-a81a-4dcf-b424-3a6e3d301cea.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2023-05-24

Reporting Person: Gitlin David L. (Director, Chairman and CEO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-05-24 Common Stock M 412.0000 $0.0000 Acquired 353108.0000 Direct
2023-05-24 Common Stock F 153.0000 $41.3000 Disposed 352955.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-05-24 Restricted Stock Unit RSU $ M 412.0000 Disposed Common Stock (412.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 176397.0000 Indirect
Common Stock 102374.0000 Indirect

Footnotes

F1: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.

F2: The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023.