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CARRIER GLOBAL Corp — Director's Dealing 2023
May 25, 2023
30017_dirs_2023-05-25_56669600-a81a-4dcf-b424-3a6e3d301cea.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2023-05-24
Reporting Person: Gitlin David L. (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-05-24 | Common Stock | M | 412.0000 | $0.0000 | Acquired | 353108.0000 | Direct |
| 2023-05-24 | Common Stock | F | 153.0000 | $41.3000 | Disposed | 352955.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-05-24 | Restricted Stock Unit RSU | $ | M | 412.0000 | Disposed | Common Stock (412.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 176397.0000 | Indirect |
| Common Stock | 102374.0000 | Indirect |
Footnotes
F1: Restricted stock units (RSU) convert into common stock on a one-for-one basis. RSUs include the right to receive dividend equivalents that are credited as additional RSUs.
F2: The reporting person was granted RSUs on May 14, 2020. And on May 14, 2023, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until May 24, 2023.
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