CARRIER GLOBAL Corp — Director's Dealing 2022

Feb 5, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-02-02

Reporting Person: O'Connor Kevin J. (Senior VP & CLO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-02	Stock Appreciation Right	$47.5100	A	75425.0000	Acquired	2032-02-01	Common Stock (75425.0000)	Direct

Footnotes

F1: The reporting person was also awarded 17,075 Performance Share Units (PSUs) under the Carrier Global Corporation 2020 Long-Term Incentive Plan. Each PSU represents a contingent right to receive one share of Carrier Global Corporation common stock. The PSUs vest on the third anniversary of the grant date contingent upon (a) the reporting person's continued employment and (b) Carrier's achievement of pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.