CARRIER GLOBAL Corp — Director's Dealing 2022

Feb 9, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-02-05

Reporting Person: Agrawal Ajay (Senior VP, Strategy & Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-05	Common Stock	M	14194.0000	—	Acquired	55433.0000	Direct
2022-02-05	Common Stock	M	8056.0000	—	Acquired	63489.0000	Direct
2022-02-05	Common Stock	F	2056.0000	$45.8400	Disposed	61433.0000	Direct
2022-02-05	Common Stock	F	3123.0000	$45.8400	Disposed	58310.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-05	Restricted Stock Unit RSU	$	M	8056.0000	Disposed		Common Stock (8056.0000)	Direct
2022-02-05	RSU P	$	M	14194.0000	Disposed		Common Stock (14194.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer.

F3: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing for a transaction on December 21, 2020, reported a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations and identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.