CARRIER GLOBAL Corp — Director's Dealing 2022

Feb 9, 2022

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-02-05

Reporting Person: Gitlin David L. (Director, Chairman and CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2022-02-05	Common Stock	M	133556.0000	—	Acquired	136471.0000	Direct
2022-02-05	Common Stock	F	46687.0000	$45.8400	Disposed	89784.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2022-02-05	RSU P	$	M	133556.0000	Disposed		Common Stock (133556.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	176397.0000	Indirect
Common Stock	28000.0000	Indirect
Common Stock	102374.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.

F2: In December 2021, the reporting person's spouse's trust contributed these 176,397 shares to a family trust for which the reporting person serves as trustee.

F3: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC.