AI assistant
CARRIER GLOBAL Corp — Director's Dealing 2022
Feb 9, 2022
30017_dirs_2022-02-08_3dd0c5a3-7047-4593-8778-ee16b6ebb761.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-02-05
Reporting Person: Villeneuve Nadia (Senior VP & CHRO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-05 | Common Stock | M | 12263.0000 | — | Acquired | 31610.0000 | Direct |
| 2022-02-05 | Common Stock | M | 6996.0000 | — | Acquired | 38606.0000 | Direct |
| 2022-02-05 | Common Stock | F | 1704.0000 | $45.8400 | Disposed | 36902.0000 | Direct |
| 2022-02-05 | Common Stock | F | 3073.0000 | $45.8400 | Disposed | 33829.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-05 | Restricted Stock Unit RSU | $ | M | 6996.0000 | Disposed | Common Stock (6996.0000) | Direct | |
| 2022-02-05 | RSU P | $ | M | 12263.0000 | Disposed | Common Stock (12263.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
F2: The reporting person was granted these RSUs on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer.
F3: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC.