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CARRIER GLOBAL Corp — Director's Dealing 2022
Feb 9, 2022
30017_dirs_2022-02-08_59aa7cea-527d-4c3d-837d-908fbca3a9ca.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-02-05
Reporting Person: Timperman Jurgen (President, Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-02-05 | Common Stock | M | 34301.0000 | — | Acquired | 44296.0000 | Direct |
| 2022-02-05 | Common Stock | F | 10524.0000 | $45.8400 | Disposed | 33772.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-02-05 | RSU P | $ | M | 34301.0000 | Disposed | Common Stock (34301.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
F2: The reporting person was originally granted Performance Stock Units (PSUs) on February 5, 2019, by United Technologies Corporation (UTC), the former parent company of the issuer. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC.