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CARRIER GLOBAL Corp — Director's Dealing 2022
Dec 5, 2022
30017_dirs_2022-12-05_a1f8922d-e8c1-4ab9-9a6b-9fe2406a9881.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2022-12-01
Reporting Person: Timperman Jurgen (President, Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2022-12-01 | Common Stock | M | 948.0000 | $0.0000 | Acquired | 948.0000 | Direct |
| 2022-12-01 | Common Stock | F | 948.0000 | $44.9300 | Disposed | 0.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2022-12-01 | Restricted Stock Unit RSU | $ | M | 948.0000 | Disposed | Common Stock (948.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 39474.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation, the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.
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