CARRIER GLOBAL Corp — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-01-02

Reporting Person: Nelson Christopher John (President, HVAC)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-02	Common Stock	M	43018.0000	$0.0000	Acquired	43018.0000	Direct
2021-01-02	Common Stock	M	15160.0000	$0.0000	Acquired	58178.0000	Direct
2021-01-02	Common Stock	F	4147.0000	$37.0300	Disposed	54031.0000	Direct
2021-01-02	Common Stock	F	16442.0000	$37.0300	Disposed	37589.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-02	Restricted Stock Unit RSU	$	M	15160.0000	Disposed		Common Stock (15160.0000)	Direct
2021-01-02	RSU P	$	M	43018.0000	Disposed		Common Stock (43018.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1631.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

F2: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer.

F3: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.