CARRIER GLOBAL Corp — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-01-02

Reporting Person: Villeneuve Nadia (Senior VP & CHRO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-02	Common Stock	M	10109.0000	$0.0000	Acquired	15921.0000	Direct
2021-01-02	Common Stock	M	6006.0000	$0.0000	Acquired	21927.0000	Direct
2021-01-02	Common Stock	F	1414.0000	$37.0300	Disposed	20513.0000	Direct
2021-01-02	Common Stock	F	2653.0000	$37.0300	Disposed	17860.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-02	Restricted Stock Unit RSU	$	M	6006.0000	Disposed		Common Stock (6006.0000)	Direct
2021-01-02	RSU P	$	M	10109.0000	Disposed		Common Stock (10109.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	1472.0000	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

F2: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer.

F3: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC.