CARRIER GLOBAL Corp — Director's Dealing 2021

Jan 6, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-01-02

Reporting Person: Agrawal Ajay (Senior VP, Strategy & Services)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-01-02	Common Stock	M	11649.0000	$0.0000	Acquired	14114.0000	Direct
2021-01-02	Common Stock	M	7111.0000	$0.0000	Acquired	21225.0000	Direct
2021-01-02	Common Stock	F	1565.0000	$37.0300	Disposed	19660.0000	Direct
2021-01-02	Common Stock	F	2563.0000	$37.0300	Disposed	17097.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-01-02	Restricted Stock Unit RSU	$	M	7111.0000	Disposed		Common Stock (7111.0000)	Direct
2021-01-02	RSU P	$	M	11649.0000	Disposed		Common Stock (11649.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.

F2: The reporting person was granted these RSUs on January 2, 2018, by United Technologies Corporation (UTC), the former parent company of the issuer.

F3: The reporting person was originally granted Performance Stock Units (PSUs) on January 2, 2018, by UTC. These PSUs were converted to RSUs in connection with the spin-off of the issuer by UTC. The reporting person's prior filing on December 23, 2020, reporting a reduction in these RSUs otherwise deliverable to satisfy federal tax obligations identified this security as "Restricted Stock Unit RSU," but for recordkeeping purposes the title of the security has been changed to "RSU P" to reflect that these RSUs were related to the earlier grant of PSUs.