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CARRIER GLOBAL Corp — Director's Dealing 2021
Feb 5, 2021
30017_dirs_2021-02-05_f3d14203-8250-4e95-9426-02b7d6c959e8.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-02-03
Reporting Person: Crockett Kyle (Vice President, Controller)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-02-03 | Common Stock | M | 4978.0000 | $0.0000 | Acquired | 4978.0000 | Direct |
| 2021-02-03 | Common Stock | F | 1400.0000 | $38.1500 | Disposed | 3578.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-02-03 | Restricted Stock Unit RSU | $ | M | 4978.0000 | Disposed | Common Stock (4978.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was granted these RSUs on February 3, 2020 and are the first of three tranches that vest over a three-year period
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