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CARRIER GLOBAL Corp Director's Dealing 2021

Feb 8, 2021

30017_dirs_2021-02-08_11b3bb82-3b71-47db-b259-b8de49a55db2.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-02-04

Reporting Person: Timperman Jurgen (President, Fire & Security)

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-02-04 Stock Appreciation Right $38.3300 A 102255.0000 Acquired 2031-02-03 Common Stock (102255.0000) Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 27693.0000 Direct
Common Stock 11.0000 Indirect

Footnotes

F1: The reporting person was also awarded 26,400 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.