CARRIER GLOBAL Corp — Director's Dealing 2021

Feb 8, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-02-04

Reporting Person: Appel David (President, Refrigeration)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-04	Stock Appreciation Right	$38.3300	A	73390.0000	Acquired	2031-02-03	Common Stock (73390.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	39979.0000	Direct

Footnotes

F1: The reporting person was also awarded 18,945 Performance Share Units (PSUs) under the Carrier Global Corporation Long-Term Incentive Plan. Each PSU has a value equal to one share of Carrier common stock and will only vest if Carrier achieves pre-established performance targets for earnings per share growth and total shareowner return relative to a subset of industrial companies in the S&P 500 index over a three-year time period.