CARRIER GLOBAL Corp — Director's Dealing 2021

Feb 12, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2021-02-10

Reporting Person: Crockett Kyle (Vice President, Controller)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-02-10	Common Stock	M	16.0000	$0.0000	Acquired	3594.0000	Direct
2021-02-10	Common Stock	F	4.0000	$37.1900	Disposed	3590.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-02-10	Restricted Stock Unit RSU	$	A	16.0000	Acquired		Common Stock (16.0000)	Direct
2021-02-10	Restricted Stock Unit RSU	$	M	16.0000	Disposed		Common Stock (16.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.

F2: The reporting person was granted RSUs on February 3, 2020. And on February 5, 2021, the reporting person reported that the previously awarded RSUs, including dividend equivalents, vested and converted to Carrier common stock. Those previously awarded RSUs were entitled to additional dividend equivalents that were not payable until February 10, 2021.