AI assistant
CARRIER GLOBAL Corp — Director's Dealing 2021
May 4, 2021
30017_dirs_2021-05-04_6c12ae80-25aa-4e2c-976d-084230d8af66.zip
Director's Dealing
Open in viewerOpens in your device viewer
SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2021-04-30
Reporting Person: FARACI JOHN V (Director, Executive Chairman)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-04-30 | Common Stock | M | 46625.0000 | $0.0000 | Acquired | 46625.0000 | Direct |
| 2021-04-30 | Common Stock | F | 16065.0000 | $43.5800 | Disposed | 30560.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-04-30 | Restricted Stock Unit RSU | $ | M | 46625.0000 | Disposed | Common Stock (46625.0000) | Direct |
Footnotes
F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was granted these RSUs on May 14, 2020
F3: The Compensation Committee of the Board of Directors of the Issuer waived the 3-year minimum vesting requirement with respect to the RSUs pursuant to the Letter Agreement, dated April 19, 2021, between the Issuer and the Reporting Person filed as exhibit 10.3 to the Issuer's Quarterly Report on Form 10-Q filed with the SEC on April 29, 2021. As a result, the RSUs vested on April 30, 2021.