CARRIER GLOBAL Corp — Director's Dealing 2021

Sep 3, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2021-09-01

Reporting Person: White Timothy N (President, Refrigeration)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2021-09-01	Restricted Stock Units	$	A	10318	Acquired		Common Stock (10318)	Direct
2021-09-01	Restricted Stock Units	$	A	10318	Acquired		Common Stock (10318)	Direct
2021-09-01	Restricted Stock Units	$	A	10319	Acquired		Common Stock (10319)	Direct
2021-09-01	Stock Appreciation Right	$57.89	A	42548	Acquired	2031-08-31	Common Stock (42548)	Direct
2021-09-01	Stock Appreciation Right	$57.89	A	42548	Acquired	2031-08-31	Common Stock (42548)	Direct
2021-09-01	Stock Appreciation Right	$57.89	A	42549	Acquired	2031-08-31	Common Stock (42549)	Direct

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.