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CARRIER GLOBAL Corp — Director's Dealing 2021
Oct 5, 2021
30017_dirs_2021-10-05_70dec90e-ea21-4734-845c-bb1fdc762a9f.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2021-10-01
Reporting Person: Timperman Jurgen (President, Fire & Security)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-10-01 | Common Stock | M | 5715.0000 | — | Acquired | 5715.0000 | Direct |
| 2021-10-01 | Common Stock | F | 2249.0000 | $52.4600 | Disposed | 3466.0000 | Direct |
| 2021-10-02 | Common Stock | M | 27244.0000 | — | Acquired | 30710.0000 | Direct |
| 2021-10-02 | Common Stock | F | 10721.0000 | $52.3300 | Disposed | 19989.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-10-01 | Restricted Stock Unit RSU | $ | M | 5715.0000 | Disposed | Common Stock (5715.0000) | Direct | |
| 2021-10-02 | Restricted Stock Unit RSU | $ | M | 27244.0000 | Disposed | Common Stock (27244.0000) | Direct |
Footnotes
F1: Restricted stock units convert into common stock on a one-for-one basis.
F2: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.
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