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CARRIER GLOBAL Corp Director's Dealing 2021

Oct 5, 2021

30017_dirs_2021-10-05_70dec90e-ea21-4734-845c-bb1fdc762a9f.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2021-10-01

Reporting Person: Timperman Jurgen (President, Fire & Security)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2021-10-01 Common Stock M 5715.0000 Acquired 5715.0000 Direct
2021-10-01 Common Stock F 2249.0000 $52.4600 Disposed 3466.0000 Direct
2021-10-02 Common Stock M 27244.0000 Acquired 30710.0000 Direct
2021-10-02 Common Stock F 10721.0000 $52.3300 Disposed 19989.0000 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2021-10-01 Restricted Stock Unit RSU $ M 5715.0000 Disposed Common Stock (5715.0000) Direct
2021-10-02 Restricted Stock Unit RSU $ M 27244.0000 Disposed Common Stock (27244.0000) Direct

Footnotes

F1: Restricted stock units convert into common stock on a one-for-one basis.

F2: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier Global Corporation common stock. The RSUs vest contingent upon the reporting person's continued employment at the conclusion of the vesting period.