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CARRIER GLOBAL Corp — Director's Dealing 2021
Dec 3, 2021
30017_dirs_2021-12-03_c99ebfb9-7874-4113-86c9-e969d87d840b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIER GLOBAL Corp (CARR)
CIK: 0001783180
Period of Report: 2021-12-01
Reporting Person: Gitlin David L. (Director, Chairman and CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-12-01 | Common Stock | M | 3739.0000 | $0.0000 | Acquired | 6654.0000 | Direct |
| 2021-12-01 | Common Stock | M | 3504.0000 | $0.0000 | Acquired | 10158.0000 | Direct |
| 2021-12-01 | Common Stock | F | 3504.0000 | $53.6000 | Disposed | 6654.0000 | Direct |
| 2021-12-01 | Common Stock | F | 3739.0000 | $53.6000 | Disposed | 2915.0000 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2021-12-01 | Restricted Stock Unit RSU | $ | M | 3739.0000 | Disposed | Common Stock (3739.0000) | Direct | |
| 2021-12-01 | Restricted Stock Unit RSU | $16.5500 | M | 3504.0000 | Disposed | Common Stock (3504.0000) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 28000.0000 | Indirect |
| Common Stock | 278771.0000 | Indirect |
Footnotes
F1: Each Restricted Stock Unit (RSU) represents a contingent right to receive one share of Carrier common stock.
F2: The reporting person was originally granted RSUs on Feb. 4, 2020, by United Technologies Corporation (UTC), the former parent company of the issuer. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.
F3: The reporting person was granted RSUs on May 14, 2020. This transaction reflects a reduction in the RSUs otherwise deliverable upon future vesting in order to satisfy federal tax obligations with respect to the RSUs.