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CARRIER GLOBAL Corp — Director's Dealing 2020
May 18, 2020
30017_dirs_2020-05-18_ea937051-3b61-46ce-b1ec-1704ec2db3a9.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-05-18
Reporting Person: Gitlin David L. (Director, President & CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2020-05-18 | Common Stock | A | 57580.0000 | $17.4499 | Acquired | 70473.0000 | Indirect |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 5965.0000 | Direct |
| Common Stock | 2839.9754 | Indirect |
Footnotes
F1: The price reported in Column 4 is a weighted average price for shares purchased in multiple transactions. The purchase prices range from $17.385 to $17.49 per share. The reporting person has provided to the issuer, and undertakes to provide to the Commission staff or a security holder of the issuer, upon request, full information regarding the number of shares purchased at each separate price within the range.
F2: The reporting person, who previously served as an executive officer with United Technologies Corporation (UTC), held 12,893 shares of UTC that resulted in the receipt of 12,893 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.
F3: The reporting person, who previously served as an executive officer with United Technologies Corporation (UTC), held 5,965 shares of UTC that resulted in the receipt of 5,965 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.
F4: The reporting person, who previously served as an executive officer with United Technologies Corporation (UTC), held approximately 2,839 shares of UTC that resulted in the receipt of approximately 2,839 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.