CARRIER GLOBAL Corp — Director's Dealing 2020

May 19, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-05-14

Reporting Person: FARACI JOHN V (Director, Executive Chairman)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-14	Restricted Stock Unit RSU	$	A	46240.0000	Acquired		Common Stock (46240.0000)	Direct
2020-05-14	Stock Appreciation Right	$16.5500	A	165200.0000	Acquired	2030-05-13	Common Stock (165200.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock after the three-year vesting period.

F2: The reporting person was awarded these SARs under the Carrier Global Corporation 2020 Long-Term Incentive Plan. As indicated in the table, these SARs vest after a three-year period and have an exercise price of $16.55.