CARRIER GLOBAL Corp — Director's Dealing 2020

Jun 23, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-05-27

Reporting Person: O'Connor Kevin J. (Senior Vice President & CLO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-05-27	Common Stock	S	7.4647	$19.9900	Disposed	0.0000	Indirect

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	516.0000	Direct

Footnotes

F1: The reporting person held a small number of Carrier shares in the United Technologies Corporation (UTC) Savings Plan that resulted from Carrier's spinoff from UTC on April 3, 2020. That small sum of shares were inadvertently sold in the course of rolling over the reporting person's holdings in the UTC Savings Plan into his account with an investment firm.

F2: The reporting person held shares of United Technologies Corporation (UTC) that resulted in the receipt of 516 shares of Carrier common stock in connection with Carrier's spinoff from UTC on April 3, 2020, and those shares are reflected in column 5.