CARRIER GLOBAL Corp — Director's Dealing 2020

Aug 13, 2020

SEC Form 4/A — Form 4/A

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-05-12

Reporting Person: GARNIER JEAN PIERRE (Director)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-05-12	Director DSU	$	A	19808.9888	Acquired		Common Stock (19808.9888)	Direct

Footnotes

F1: The reporting person acquired these stock units under the Carrier Global Corporation Board of Directors Deferred Stock Unit Plan (the Plan) in connection with the reporting person's annual compensation for service asa non-employee director. The Plan provides for payment of a portion or all of the annual compensation in Deferred Stock Units (DSUs). Upon resignation, removal, or retirement from the Board, the DSUs in the director's account under the Plan, including accrued dividend equivalents, are converted into an equal number of shares of Carrier common stock that, at the director's previous election, are distributed either in a lump-sum or in installments.

F2: The reporting person, who previously served as a director on the United Technologies Corporation (UTC) Board of Directors, received Carrier Deferred Stock Units (DSUs) in connection with Carrier's spinoff fromUTC on April 3, 2020 that were attributable to that prior service. The total reported in column 9 includes the DSUs associated with that prior service; however, the initial Form 4 and amendment that were filed on May 13, 2020 and May 19, 2020, respectively, mistakenly overstated the number of DSUs that the reporting person received for that prior service in connection with the spinoff. This amendment corrects the overstatement.