CARRIER GLOBAL Corp — Director's Dealing 2020

Oct 14, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-10-12

Reporting Person: Gitlin David L. (Director, President & CEO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-10-12	Common Stock	M	130851.0000	—	Acquired	136816.0000	Direct
2020-10-12	Common Stock	F	84898.0000	$33.0000	Disposed	51918.0000	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-10-12	Restricted Stock Unit RSU	$	M	215749.0000	Disposed		Common Stock (215749.0000)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	70473.0000	Indirect
Common Stock	2839.9754	Indirect

Footnotes

F1: Each Restricted Stock Unit (RSU), including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock.

F2: The reporting person was granted these RSUs by United Technologies Corporation, Carrier's parent company before the spinoff. These fully vested on October 11, 2020 and were converted into Carrier common stock.