CARRIER GLOBAL Corp — Director's Dealing 2020

Dec 3, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: Carrier Global Corp (CARR)
CIK: 0001783180
Period of Report: 2020-12-01

Reporting Person: Goris Patrick P. (Senior Vice President & CFO)

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2020-12-01	Restricted Stock Unit RSU	$	A	17731.0000	Acquired		Common Stock (17731.0000)	Direct
2020-12-01	Restricted Stock Unit RSU	$	A	17731.0000	Acquired		Common Stock (17731.0000)	Direct
2020-12-01	Restricted Stock Unit RSU	$	A	17733.0000	Acquired		Common Stock (17733.0000)	Direct
2020-12-01	Stock Appreciation Right	$37.6000	A	60966.0000	Acquired	2030-11-30	Common Stock (60966.0000)	Direct
2020-12-01	Stock Appreciation Right	$37.6000	A	60966.0000	Acquired	2030-11-30	Common Stock (60966.0000)	Direct
2020-12-01	Stock Appreciation Right	$37.6000	A	60968.0000	Acquired	2030-11-30	Common Stock (60968.0000)	Direct

Footnotes

F1: Each Restricted Stock Unit, including dividend equivalents that accrue during the vesting period, represents a contingent right to receive one share of Carrier common stock at the conclusion of the vesting period