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CARRIAGE SERVICES INC — Director's Dealing 2021
Aug 10, 2021
32526_dirs_2021-08-10_1cabc7c0-3729-4469-aa3e-b8930a3e08b6.zip
Director's Dealing
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SEC Form 4/A — Form 4/A
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2021-08-06
Reporting Person: PAYNE MELVIN C (Director, CEO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2021-08-06 | Common Stock | G | 2100 | $38.12 | Disposed | 1258188 | Direct |
| 2021-08-09 | Common Stock | G | 300 | $38.12 | Disposed | 1257888 | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 4164 | Indirect |
| Common Stock | 4164 | Indirect |
| Common Stock | 24354 | Indirect |
Footnotes
F1: On June 17, 2021, the reporting person mistakenly filed a Form 4 to report a gift transaction that did not in fact occur on June 16, 2021 due to an administrative processing error by the broker. As a result, the reporting person actually beneficially owned 1,260,288 number of shares as of the date of the erroneously filed report. The gift reflected on the prior report was subsequently processed by the broker and actually occurred in separate transactions on August 6, 2021 and August, 9, 2021, respectively. Following the transactions, the reporting person beneficially owned 1,258,188 number of shares as of August 6, 2021, and beneficially owned 1,257,888 shares as of August 9, 2021, respectively. The total amount of total shares gifted for these reported transactions are the same amount as the previously filed erroneous report, which is subsequently being amended.
F2: The reporting person is filing this amendment to correct the date of the transaction and report the number of shares beneficially owned as of that date.