CARRIAGE SERVICES INC — Director's Dealing 2020

Mar 6, 2020

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2020-03-05

Reporting Person: Goetz William (Chief Operating Officer)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2020-03-05	Common Stock	P	5000	$20.50	Acquired	15000	Direct

Holdings (Derivative)

Security	Exercise Price	Expiration	Underlying	Shares	Ownership
Performance Award	$	2024-12-31	Common Stock (20000.0)	20000	Direct
Performance Award	$	2023-12-31	Common Stock (35000.0)	35000	Direct
Stock Options	$24.35	2029-12-02	Common Stock (100000.0)	100000	Direct

Footnotes

F1: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during 2024 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date

F2: Represents performance awards, payable in shares on December 31, 2023 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during December 2023 providedthat certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.

F3: Stock Options granted on 12/2/2019 pursuant to the Carriage Services, Inc. 2017 Omnibus Plan will vest 1/5 each year on 12/2/2020, 12/2/2021, 12/2/2022,12/2/2023, and 12/2/2024. The options will expire on12/2/2029