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CARRIAGE SERVICES INC — Director's Dealing 2020
Mar 25, 2020
32526_dirs_2020-03-25_3896f83b-3e59-41f9-b2cd-1de8e642f643.zip
Director's Dealing
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SEC Form 3/A — Form 3/A
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2020-03-17
Reporting Person: Schappaugh Peggy (VP of Operations & Acquistions)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 17283 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Award | $ | 2024-12-31 | Common Stock (9000.0) | Direct | |
| Performance Award | $ | 2023-12-31 | Common Stock (7000.0) | Direct | |
| Stock Options | $26.54 | 2027-03-21 | Common Stock (3700.0) | Direct | |
| Stock Options | $20.06 | 2026-02-23 | Common Stock (1800.0) | Direct |
Footnotes
F1: The reporting person beneficially owned an additional 636 shares of common stock as of the date she became a Section 16 reporting person, which shares were inadvertently omitted from the reporting person's original Form 3 filing. Accordingly, this Form 3 Amendment is being filed to correctly state the number of shares of common stock beneficially owned by the reported person as of the date she became a Section 16 reporting person.
F2: Represents performance awards, payable in shares on December 31, 2024 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during 2024 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
F3: Represents performance awards, payable in shares on December 31, 2023 granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) during December 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
F4: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 3/21/2018, 3/21/2019 and 3/21/2020 and 1/5 will vest each year on 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
F5: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 each year on 2/23/2017, 2/23/2018, 2/23/2019 and 2/23/2020 and 1/5 will vest on 2/23/2021. These stock options expire on 2/23/2026.