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CARRIAGE SERVICES INC — Director's Dealing 2019
Feb 22, 2019
32526_dirs_2019-02-22_5f135975-a81c-4f56-86d3-779a7bad2bc9.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2019-02-12
Reporting Person: Loeffel Michael (Vice President)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 10639 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Award | $ | 2023-12-31 | Common Stock (10500.0) | Direct | |
| Stock Options | $ | 2028-02-14 | Common Stock (9600.0) | Direct |
Footnotes
F1: Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
F2: Stock Options granted pursuant to Carriage Services, Inc. 2017 Omnibus Plan which 1/5 vested on 2/14/2019 and 1/5 will vest on 2/24/2020, 2/14/2021, 2/14/2021, 2/14/2022 and 2/14/2023. The options will expire on 2/14/2028.