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CARRIAGE SERVICES INC — Director's Dealing 2019
Aug 8, 2019
32526_dirs_2019-08-08_e734afb6-a20d-46fb-9a2b-7b371bdf2bd0.zip
Director's Dealing
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SEC Form 3 — Initial Statement of Beneficial Ownership
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2019-08-01
Reporting Person: Manceaux Christopher (Sr. VP and Regional Partner)
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 9678 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Performance Award | $ | 2023-12-31 | Common Stock (10500.0) | Direct | |
| Stock Options | $25.43 | 2028-02-14 | Common Stock (6160.0) | Direct | |
| Stock Options | $26.54 | 2027-03-21 | Common Stock (12700.0) | Direct | |
| Stock Options | $20.06 | 2026-02-23 | Common Stock (3300.0) | Direct | |
| Stock Options | $22.58 | 2022-02-24 | Common Stock (6000.0) | Direct |
Footnotes
F1: Represents performance awards, payable in shares, granted under the Carriage Services, Inc. 2017 Omnibus Incentive Plan. The award will vest (if at all) on December 31, 2023 provided that certain criteria surrounding share price performance is achieved and the Reporting Person has remained continuously employed by Carriage through such date.
F2: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan of which 1/5 vested on 2/14/2019 and 1/5 will vest each year on 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
F3: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of which 1/5 shares vested on 3/21/2018 and 3/21/2019, and 1/5 will vest each year on 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
F4: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of which 1/5 shares vested on 2/23/2017, 2/23/2018 and 2/23/2019 and 1/5 will vest each year on 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
F5: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan of which 1/3 shares vested on 02/24/2016, 02/24/2017 and 02/24/2018. These options expire on 02/24/2022.