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CARRIAGE SERVICES INC — Director's Dealing 2018
Dec 3, 2018
32526_dirs_2018-12-03_c4fda433-3515-4863-b262-196623b6efd3.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2018-11-29
Reporting Person: Phillips Shawn R (Senior Vice President)
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2018-11-29 | Performance Award | $ | D | 8840 | Disposed | 2022-12-31 | Common Stock (8840.0) | Direct |
| 2018-11-29 | Performance Award | $ | D | 8770 | Disposed | 2021-12-31 | Common Stock (8770.0) | Direct |
| 2018-11-29 | Performance Award | $ | D | 5200 | Disposed | 2020-12-31 | Common Stock (5200.0) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 70446 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $25.43 | 2028-02-14 | Common Stock (16610.0) | 16610 | Direct |
| Stock Options | $26.54 | 2027-03-21 | Common Stock (38600.0) | 38600 | Direct |
| Stock Options | $20.06 | 2026-02-23 | Common Stock (16700.0) | 16700 | Direct |
| Stock Options | $22.58 | 2022-02-24 | Common Stock (35000.0) | 35000 | Direct |
| Stock Options | $5.94 | 2022-03-05 | Common Stock (22674.0) | 22674 | Direct |
| Stock Options | $5.7 | 2021-02-28 | Common Stock (17913.0) | 17913 | Direct |
Footnotes
F1: The Performance Award was canceled by mutual agreement of the reporting person and the Issuer. No consideration was given for the cancellation of these shares.
F2: Stock Options granted pursuant to the Carriage Services, Inc. 2017 Omnibus Plan which will vest 1/5 on 2/14/2019, 2/14/2020, 2/14/2021, 2/14/2022 and 2/14/2023. The options expire on 2/14/2028.
F3: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 3/21/2018 and 1/5 will vest each year on 3/21/2019, 3/21/2020, 3/21/2021 and 3/21/2022. These stock options expire on 3/21/2027.
F4: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which vested 1/5 on 2/23/2017, 1/5 on 2/23/2018 and 1/5 will vest on 2/23/2019, 2/23/2020 and 2/23/2021. These stock options expire on 2/23/2026.
F5: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 02/24/2022.
F6: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
F7: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.