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CARRIAGE SERVICES INC — Director's Dealing 2015
Aug 6, 2015
32526_dirs_2015-08-06_7c278ce0-217c-4cf8-a6cb-cd0dabf8072b.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2015-08-06
Reporting Person: Bruce Mark R (Regional Partner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-06 | Common Stock | P | 1000 | $22.66 | Acquired | 33706 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $22.58 | 2022-02-24 | Common Stock (40000.0) | 40000 | Direct |
| Stock Options | $20.26 | 2019-02-25 | Common Stock (40000.0) | 40000 | Direct |
| Stock Options | $16.73 | 2018-05-22 | Common Stock (30000.0) | 30000 | Direct |
| Stock Options | $5.94 | 2022-03-05 | Common Stock (26289.0) | 26289 | Direct |
| Stock Options | $5.7 | 2021-02-28 | Common Stock (17913.0) | 17913 | Direct |
| Stock Options | $4.78 | 2020-05-18 | Common Stock (17530.0) | 17530 | Direct |
Footnotes
F1: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
F2: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 2/25/2015 and 1/3 will vest on 02/25/2016 and 1/3 on will vest 02/25/2017. These stock options expire on 02/25/2019.
F3: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/22/2014 and 1/3 on 05/22/2015 and 1/3 will vest on 05/22/2016. These stock options expire on 05/22/2018.
F4: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 03/05/2013, 1/3 on 03/05/2014 and 1/3 on 03/05/2015. These stock options expire on 03/05/2022.
F5: Stock Options grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 02/28/2012, 1/3 on 02/28/2013 and 1/3 on 02/28/2014. These stock options expire on 02/28/2021.
F6: Stock Options granted pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan which vested 1/3 on 05/18/2011, 1/3 vested on 5/18/2012 and 1/3 vested on 5/18/2013. These stock options expire on 5/18/2020.