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CARRIAGE SERVICES INC — Director's Dealing 2015
Sep 2, 2015
32526_dirs_2015-09-02_c094270c-5fdf-47f1-885b-ac38866b6554.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARRIAGE SERVICES INC (CSV)
CIK: 0001016281
Period of Report: 2015-08-31
Reporting Person: Elliott Paul Donald (Regional Partner)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2015-08-31 | Common Stock | F | 1572 | $23.19 | Disposed | 32537 | Direct |
Holdings (Derivative)
| Security | Exercise Price | Expiration | Underlying | Shares | Ownership |
|---|---|---|---|---|---|
| Stock Options | $22.58 | 2022-02-24 | Common Stock (38000.0) | 38000 | Direct |
| Stock Options | $20.26 | 2019-02-25 | Common Stock (35000.0) | 35000 | Direct |
| Stock Options | $16.73 | 2018-05-22 | Common Stock (30000.0) | 30000 | Direct |
Footnotes
F1: Represents shares withheld on August 31, 2015 to cover taxes associated with the vesting of shares of restricted stock granted on August 31, 2012.
F2: Stock Options granted pursuant to the Carriage Services, Inc. Second Amended and Restated 2006 Long-Term Incentive Plan which will vest 1/3 on 2/24/2016, 1/3 on 2/24/2017 and 1/3 on 2/24/2018. These stock options expire on 2/24/2022.
F3: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of which 1/3 vested on 2/25/2015 and 1/3 will vest on 2/25/2016 and 1/3 will vest on 2/25/2017. These stock options expire on 02/25/2019.
F4: Stock Option grant pursuant to the Carriage Services, Inc. Amended and Restated 2006 Long-Term Incentive Plan of which 1/3 vested on 5/22/2014 and 1/3 vested on 5/22/2015 and 1/3 will vest on 5/22/2016. These options expire on 05/22/2018.