CARPENTER TECHNOLOGY CORP — Regulatory Filings 2017

Oct 2, 2017

8-K 1 a17-22754_18k.htm 8-K

*UNITED STATES*

*SECURITIES AND EXCHANGE COMMISSION*

*Washington, D.C. 20549*

*Form 8-K*

*CURRENT REPORT*

*PURSUANT TO SECTION 13 OR 15(d) OF*

*THE SECURITIES EXCHANGE ACT OF 1934*

Date of Report: October 2, 2017

*CARPENTER TECHNOLOGY CORPORATION*

(Exact name of registrant as specified in its charter)

Delaware	1-5828	23-0458500
(State of or other jurisdiction of incorporation)	(Commission File Number)	(IRS Employer I.D. No.)

1735 Market Street Philadelphia, Pennsylvania	19103
(Address of principal executive offices)	(Zip Code)

*(610) 208-2000*

Registrant’s telephone number, including area code

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions:

o Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

o Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

o Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

o Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company o

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. o

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*Item 7.01 — Regulation FD Disclosure.*

Beginning on October 2, 2017, Carpenter Technology Corporation (the “Company”) will hold calls with certain of its institutional investors pertaining to certain proposals in its definitive proxy statement filed with the Securities and Exchange Commission on September 19, 2017.

A copy of slides to be used during the calls is attached to this Current Report on Form 8-K as Exhibit 99.1 hereto and incorporated herein by reference. Such slides are being furnished pursuant to Item 7.01 and shall not be deemed to be “filed” for any purpose.

*Item 9.01 - Financial Statements and Exhibits*

(d) Exhibits

Exhibit No.	Description
99.1	Slides to be presented during Carpenter Technology calls with certain institutional investors

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Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

By	/s/ Damon J. Audia
	Damon J. Audia
	Senior Vice President and Chief Financial Officer
Date: October 2, 2017

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