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CARPENTER TECHNOLOGY CORP Major Shareholding Notification 2016

Feb 12, 2016

30520_mrq_2016-02-12_f1ac97ce-3f6b-4219-9499-38f65a3511b0.zip

Major Shareholding Notification

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SC 13G 1 hcm_carptechsc-13g.htm STATEMENT OF ACQUISITION OF BENEFICIAL OWNERSHIP hcm_carptechsc-13g.htm Licensed to: US Bancorp Fund Services Document Created using EDGARizer 2020 5.5.2.0 Copyright 1995 - 2015 Summit Financial Printing. All rights reserved.

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
SCHEDULE 13G
Under the Securities Exchange Act of 1934
(Amendment No._)*
CARPENTER TECHNOLOGY CORP
(Name of Issuer)
Common Stock
(Title of Class of Securities)
144285103
(CUSIP Number)
12/31/2015
(Date of Event Which Requires Filing of this Statement)
Check the appropriate box to designate the rule pursuant to which this Schedule is filed:
T Rule 13d-1(b)
£ Rule 13d-1(c)
£ Rule 13d-1(d)
  • The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing in formation which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be ''filed'' for the purpose of Section 18 of the Securities Exchange Act of 1934 (''Act'') or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes.)

CUSIP No. 144285103 13G Page 2 of 7 Pages

1. NAME OF REPORTING PERSON I.R.S. INDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) Huber Capital Management, LLC 20-8441410
2. CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP*
(a) £
(b) £
3. SEC USE ONLY
4. CITIZENSHIP OR PLACE OF ORGANIZATION Delaware
NUMBER OF SHARES BENEFICIALLY OWNED BY EACH REPORTING PERSON WITH SOLE VOTING POWER
1,603,851
6. SHARED VOTING POWER
148,920
7. SOLE DISPOSITIVE POWER
3,150,990
8. SHARED DISPOSITIVE POWER
0
9. AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON
3,150,990
10. CHECK BOX IF THE AGGREGRATE AMOUNT IN ROW (9) EXCLUDES CERTAIN SHARES*
£
11. PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (9) 6.41% (see reponse to Item 4)
12. TYPE OF REPORTING PERSON* (see instructions) IA

*SEE INSTRUCTIONS BEFORE FILLING OUT

Page 3 of 7 Pages

Item 1(a). Name of Issuer:
CARPTENTER TECHNOLOGY CORP
Item 1(b). Address of Issuer's Principal Executive Offices:
P.O. Box 14662
Reading, Pennsylvania 19610
Item 2(a). Name of Persons Filing:
Item 2(b). Address of Principal Business Office, or if None, Residence:
Item 2(c). Citizenship
Huber Capital Management, LLC
2321 Rosecrans Ave., Suite 3245
El Segundo, CA 90245
(Delaware)
Item 2(d). Title of Class of Securities:
Common Stock
Item 2(e). CUSIP Number:
144285103

Page 4 of 7 Pages

Item 3. — (a) £ Broker or dealer registered under Section 15 of the Exchange Act (15 U.S.C 78o).
(b) £ Bank as defined in Section 3(a)(6) of the Act (15 U.S.C. 78c).
(c) £ Insurance company as defined in Section 3(a)(19) of the Exchange Act (15 U.S.C. 78c).
(d) £ Investment company registered under Section 8 of the Investment Company Act of 1940 (15 U.S.C. 80a-8).
(e) T An investment adviser in accordance with §240.13d- 1(b)(1)(ii)(E).
(f) £ An employee benefit plan or endowment fund in accordance with §240.13d-1(b)(1)(ii)(F).
(g) £ A parent holding company or control person in accordance with §240.13d-1(b)(1)(ii)(G).
(h) £ A savings association as defined in Section 3(b) of the Federal Deposit Insurance Act (12 U.S.C. 1813);
(i) £ A church plan that is excluded from the definition of an investment company under Section 3(c)(14) of the Investment Company Act of 1940 (15 U.S.C. 80a-3);
(j) £ Group, in accordance with §240.13d-1(b)(1)(ii)(J).

If this statement is filed pursuant to Rule 13d-1 (c), check this box. £

Page 5 o f 7 Pages

Item 4. Ownership
If the percent of class owned, as of December 31 of the year covered by the statement, or as of the last day of any month described in Rule 13d-1 (b) (2), if applicable, exceeds five percent, provide the following information as of that date and identify those shares which there is a right to acquire.
(a) Amount beneficially owned: 3,150,990
(b) Percent of class: 6.41%
(c) Number of shares as to which such person has:
(i) Sole power to vote or to direct the vote: 1,603,851
(ii) Shared power to vote or to direct the vote: 148,920
(iii) Sole power to dispose or to direct the disposition of: 3,150,990
(iv) Shared power to dispose or to direct the disposition of: none

Page 6 of 7 Pages

Item 5. Ownership of Five Percent or Less of a Class
If this statement is being filed to report the fact that as of the date hereof the reporting person has ceased to be the beneficial owner of more than five percent of the class of securities, check the following: £
Item 6. Ownership of More than Five Percent on Behalf of Another Person.
If any other person is known to have the right to receive or the power to direct the receipt of dividends from, or the proceeds from the sale of, such securities, a statement to that effect should be included in response to this item and, if such interest relates to more than five percent of the class, such person should be identified. A listing of the shareholders of an investment company registered under the Investment Company Act of 1940 or the beneficiaries of employee benefit plan, pension fund or endowment fund is not required.
Not applicable.
Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on by the Parent Holding Company.
Not applicable.
Item 8. Identification and Classification of Members of the Group.
Not applicable.
Item 9. Notice of Dissolution of Group.
Not applicable.
Item 10. Certification.
By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect.
SIGNATURE
After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.
Dated this 12th day of February, 2016
Huber Capital Management, LLC
By: /s/ Gary Thomas
Gary Thomas
Principal, COO/CCO