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CARPENTER TECHNOLOGY CORP — Director's Dealing 2024
May 23, 2024
30520_dirs_2024-05-23_a6a84684-421a-4401-ba0d-550d7c87a6bf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2024-05-21
Reporting Person: DEE JAMES D (SVP Gen Counsel & Sec)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-05-21 | Common Stock | M | 4210 | $53.95 | Acquired | 89008.41 | Direct |
| 2024-05-21 | Common Stock | M | 8808 | $40.43 | Acquired | 97816.41 | Direct |
| 2024-05-21 | Common Stock | M | 4276 | $58.94 | Acquired | 102092.41 | Direct |
| 2024-05-21 | Common Stock | M | 6224 | $44.13 | Acquired | 108316.41 | Direct |
| 2024-05-21 | Common Stock | S | 23518 | $111.262 | Disposed | 84798.41 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-05-21 | Employee Stock Option (Right to Buy) | $53.95 | M | 4210 | Disposed | 2024-08-01 | Common Stock (4210) | Direct |
| 2024-05-21 | Employee Stock Option (Right to Buy) | $40.43 | M | 8808 | Disposed | 2027-07-31 | Common Stock (8808) | Direct |
| 2024-05-21 | Employee Stock Option (Right to Buy) | $58.94 | M | 4276 | Disposed | 2028-08-06 | Common Stock (4276) | Direct |
| 2024-05-21 | Employee Stock Option (Right to Buy) | $44.13 | M | 6224 | Disposed | 2029-08-15 | Common Stock (6224) | Direct |
Footnotes
F1: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.
F2: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $111.00 per share to a high of $111.815 per share.
F3: Stock Option Award became exercisable in equal installments on each of August 1, 2015, 2016 and 2017.
F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
F5: Stock Option Award became exercisable in equal installments on each of July 31, 2018, 2019 and 2020.
F6: Stock Option Award became exercisable in equal installments on each of August 6, 2019, 2020 and 2021.
F7: Stock Option Award became exercisable in equal installments on each of August 15, 2020, 2021 and 2022.