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CARPENTER TECHNOLOGY CORP — Director's Dealing 2024
Nov 21, 2024
30520_dirs_2024-11-21_6d5f7c70-fb4f-4669-b701-4cf08aa8b961.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2024-11-19
Reporting Person: LAIN TIMOTHY (SVP and CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2024-11-19 | Common Stock | M | 3303 | $40.43 | Acquired | 95127.73 | Direct |
| 2024-11-19 | Common Stock | M | 1604 | $58.94 | Acquired | 96731.73 | Direct |
| 2024-11-19 | Common Stock | M | 2727 | $58.23 | Acquired | 99458.73 | Direct |
| 2024-11-19 | Common Stock | M | 7498 | $44.13 | Acquired | 106956.73 | Direct |
| 2024-11-19 | Common Stock | F | 8669 | $184.50 | Disposed | 98287.73 | Direct |
| 2024-11-20 | Common Stock | S | 3250 | $183.105 | Disposed | 95037.73 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2024-11-19 | Employee Stock Option (Right to Buy) | $40.43 | M | 3303 | Disposed | 2027-07-31 | Common Stock (3303) | Direct |
| 2024-11-19 | Employee Stock Option (Right to Buy) | $58.94 | M | 1604 | Disposed | 2028-08-06 | Common Stock (1604) | Direct |
| 2024-11-19 | Employee Stock Option (Right to Buy) | $58.23 | M | 2727 | Disposed | 2028-09-14 | Common Stock (2727) | Direct |
| 2024-11-19 | Employee Stock Option (Right to Buy) | $44.13 | M | 7498 | Disposed | 2029-08-15 | Common Stock (7498) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 3109.73 | Indirect |
Footnotes
F1: The transactions reported in this line were undertaken by the Reporting Person for tax planning purposes.
F2: Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F3: One-third of this award became exercisable on each of July 31, 2018, 2019 and 2020.
F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.
F5: One-third of this award became exercisable on each of August 6, 2019, 2020 and 2021.
F6: One-third of this award became exercisable on each of September 14, 2019, 2020 and 2021.
F7: One-third of this award became exercisable on each of August 15, 2020, 2021 and 2022.