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CARPENTER TECHNOLOGY CORP — Director's Dealing 2023
Feb 16, 2023
30520_dirs_2023-02-16_79a264b2-6b41-4bcf-96c7-fa772005ba97.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-02-14
Reporting Person: SOCCI ELIZABETH A (VP & Chief Accounting Officer)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-02-14 | Common Stock | M | 1326 | $36.82 | Acquired | 13081 | Direct |
| 2023-02-14 | Common Stock | M | 1155 | $39.02 | Acquired | 14236 | Direct |
| 2023-02-14 | Common Stock | M | 991 | $40.43 | Acquired | 15227 | Direct |
| 2023-02-14 | Common Stock | M | 2250 | $44.13 | Acquired | 17477 | Direct |
| 2023-02-14 | Common Stock | S | 5722 | $50.5631 | Disposed | 11755 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-02-14 | Employee Stock Option (right to buy) | $36.82 | M | 1326 | Disposed | 2025-08-03 | Common Stock (1326) | Direct |
| 2023-02-14 | Employee Stock Option (right to buy) | $39.02 | M | 1155 | Disposed | 2026-08-01 | Common Stock (1155) | Direct |
| 2023-02-14 | Employee Stock Option (right to buy) | $40.43 | M | 991 | Disposed | 2027-07-31 | Common Stock (991) | Direct |
| 2023-02-14 | Employee Stock Option (right to buy) | $44.13 | M | 2250 | Disposed | 2029-08-15 | Common Stock (2250) | Direct |
Footnotes
F1: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.
F2: The option vested in three equal installments on August 3, 2016, 2017 and 2018.
F3: The option vested in three equal installments on August 1, 2017, 2018 and 2019.
F4: The option vested in three equal installments on July 31, 2018, 2019 and 2020.
F5: The option vested in three equal installments on August 15, 2020, 2021 and 2022.