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CARPENTER TECHNOLOGY CORP Director's Dealing 2023

Feb 16, 2023

30520_dirs_2023-02-16_79a264b2-6b41-4bcf-96c7-fa772005ba97.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-02-14

Reporting Person: SOCCI ELIZABETH A (VP & Chief Accounting Officer)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-02-14 Common Stock M 1326 $36.82 Acquired 13081 Direct
2023-02-14 Common Stock M 1155 $39.02 Acquired 14236 Direct
2023-02-14 Common Stock M 991 $40.43 Acquired 15227 Direct
2023-02-14 Common Stock M 2250 $44.13 Acquired 17477 Direct
2023-02-14 Common Stock S 5722 $50.5631 Disposed 11755 Direct

Derivative Transactions

Date Security Exercise Price Code Shares A/D Expiration Underlying Ownership
2023-02-14 Employee Stock Option (right to buy) $36.82 M 1326 Disposed 2025-08-03 Common Stock (1326) Direct
2023-02-14 Employee Stock Option (right to buy) $39.02 M 1155 Disposed 2026-08-01 Common Stock (1155) Direct
2023-02-14 Employee Stock Option (right to buy) $40.43 M 991 Disposed 2027-07-31 Common Stock (991) Direct
2023-02-14 Employee Stock Option (right to buy) $44.13 M 2250 Disposed 2029-08-15 Common Stock (2250) Direct

Footnotes

F1: The price reported is an average of the total transactions executed for the day, with the individual transactions ranging from a low of $50.40 per share to a high of $50.69 per share.

F2: The option vested in three equal installments on August 3, 2016, 2017 and 2018.

F3: The option vested in three equal installments on August 1, 2017, 2018 and 2019.

F4: The option vested in three equal installments on July 31, 2018, 2019 and 2020.

F5: The option vested in three equal installments on August 15, 2020, 2021 and 2022.