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CARPENTER TECHNOLOGY CORP Director's Dealing 2023

Jul 20, 2023

30520_dirs_2023-07-20_b06647fb-6f3e-48d3-b374-9e87abf103bc.zip

Director's Dealing

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SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-07-18

Reporting Person: LAIN TIMOTHY (SVP and CFO)

Non-Derivative Transactions

Date Security Code Shares Price A/D Holdings After Ownership
2023-07-18 Common Stock A 20553 Acquired 74402.93 Direct
2023-07-18 Common Stock F 8935 $57.80 Disposed 65467.93 Direct

Holdings (Non-Derivative)

Security Shares Ownership
Common Stock 2991.9 Direct

Footnotes

F1: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 17, 2020, and performance period ending June 30, 2023. The financial results were confirmed and approved on July 18, 2023, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 18, 2023, the Human Capital Management Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F2: In connection with the vesting of reported performance award under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.

F3: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

F4: Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.