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CARPENTER TECHNOLOGY CORP — Director's Dealing 2023
Aug 1, 2023
30520_dirs_2023-08-01_ba1b5769-cb14-4c7e-95f9-ddfbc84a2edf.zip
Director's Dealing
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SEC Form 4 — Statement of Changes in Beneficial Ownership
Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-07-28
Reporting Person: LAIN TIMOTHY (SVP & CFO)
Non-Derivative Transactions
| Date | Security | Code | Shares | Price | A/D | Holdings After | Ownership |
|---|---|---|---|---|---|---|---|
| 2023-07-28 | Common Stock | M | 1212 | $52.41 | Acquired | 66679.93 | Direct |
| 2023-07-28 | Common Stock | F | 1135 | $58.68 | Disposed | 65544.93 | Direct |
Derivative Transactions
| Date | Security | Exercise Price | Code | Shares | A/D | Expiration | Underlying | Ownership |
|---|---|---|---|---|---|---|---|---|
| 2023-07-28 | Employee Stock Option (Right to Buy) | $52.41 | M | 1212 | Disposed | 2023-07-28 | Common Stock (1212) | Direct |
Holdings (Non-Derivative)
| Security | Shares | Ownership |
|---|---|---|
| Common Stock | 2997.25 | Indirect |
Footnotes
F1: Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.
F2: Automatic Exercise completed on last business day before expiration pursuant to terms contained in the Award Agreement.
F3: Stock Option Award became exercisable in equal installments on each of July 30, 2014, 2015 and 2016.
F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Compensation Plan for Officers and Key Employees.