CARPENTER TECHNOLOGY CORP — Director's Dealing 2023

Sep 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-09-19

Reporting Person: DEE JAMES D (SVP Gen Counsel and Secretary)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-19	Common Stock	M	8751	$36.82	Acquired	76358.59	Direct
2023-09-19	Common Stock	M	9238	$39.02	Acquired	85596.59	Direct
2023-09-19	Common Stock	M	61938	$39.02	Acquired	147534.59	Direct
2023-09-19	Common Stock	F	63155	$68.06	Disposed	84379.59	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-19	Employee Stock Option (Right to Buy)	$36.82	M	8751	Disposed	2025-08-03	Common Stock (8751)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	9238	Disposed	2026-08-01	Common Stock (9238)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	61938	Disposed	2026-08-01	Common Stock (61938)	Direct

Footnotes

F1: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes.

F2: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

F3: One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018.

F4: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F5: One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019.