CARPENTER TECHNOLOGY CORP — Director's Dealing 2023

Sep 21, 2023

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2023-09-19

Reporting Person: LAIN TIMOTHY (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2023-09-19	Common Stock	M	6630	$36.82	Acquired	75329.73	Direct
2023-09-19	Common Stock	M	3811	$39.02	Acquired	79140.73	Direct
2023-09-19	Common Stock	M	34097	$39.02	Acquired	113237.73	Direct
2023-09-19	Common Stock	F	33487	$68.06	Disposed	79750.73	Direct

Derivative Transactions

Date	Security	Exercise Price	Code	Shares	A/D	Expiration	Underlying	Ownership
2023-09-19	Employee Stock Option (Right to Buy)	$36.82	M	6630	Disposed	2025-08-03	Common Stock (6630)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	3811	Disposed	2026-08-01	Common Stock (3811)	Direct
2023-09-19	Employee Stock Option (Right to Buy)	$39.02	M	34097	Disposed	2026-08-01	Common Stock (34097)	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	3014.82	Indirect

Footnotes

F1: The transaction reported in this line was undertaken by the Reporting Person for tax planning purposes.

F2: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

F3: Includes shares acquired under the Retirement Plan of Carpenter Technology Corporation. The share balance under the Retirement Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.

F4: One-third of this award became exercisable on each of August 3, 2016, 2017 and 2018.

F5: The reporting person was granted an option to buy shares of common stock under the Carpenter Technology Corporation Stock-Based Incentive Compensation Plan for Officers and Key Employees.

F6: One-third of this award became exercisable on each of August 1, 2017, 2018 and 2019.