CARPENTER TECHNOLOGY CORP — Director's Dealing 2021

Jul 23, 2021

SEC Form 4 — Statement of Changes in Beneficial Ownership

Issuer: CARPENTER TECHNOLOGY CORP (CRS)
CIK: 0000017843
Period of Report: 2021-07-21

Reporting Person: LAIN TIMOTHY (SVP and CFO)

Non-Derivative Transactions

Date	Security	Code	Shares	Price	A/D	Holdings After	Ownership
2021-07-21	Common Stock	A	981	—	Acquired	36801.46	Direct
2021-07-21	Common Stock	A	1654	—	Acquired	38455.46	Direct
2021-07-21	Common Stock	F	1162	$38.46	Disposed	37293.46	Direct

Holdings (Non-Derivative)

Security	Shares	Ownership
Common Stock	2626.89	Indirect

Footnotes

F1: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of August 6, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F2: The reporting person was granted a performance-based restricted stock unit award with an effective grant date of September 14, 2018, and performance period ending June 30, 2021. The financial results were confirmed and approved on July 21, 2021, by the Audit/Finance Committee of Carpenter's Board of Directors and, on July 21, 2021, the Compensation Committee of Carpenter's Board of Directors certified the achievement of the performance targets based on the approved financial results.

F3: In connection with the distribution of the reported stock award.

F4: Includes shares acquired under the Carpenter Technology Corporation Dividend Reinvestment Program.

F5: Includes shares acquired under the Savings Plan of Carpenter Technology Corporation. The share balance under the Savings Plan of Carpenter Technology fluctuates due to rounding differences produced by the Plan's method of estimating shares.